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Podcast: Securities Institutions Act - How the new supervisory regime works

Original: “Wertpapierinstitutsgesetz – So funktioniert das neue Aufsichtsregime”

Find out more about the new regulatory framework for companies providing investment advice and investment brokerage, especially with regard to fund units, in a new episode of PE-Talk. We also cover the capital requirements for existing and new securities institutions, the licensing procedure for securities institutions, and the new distribution rules for asset managers marketing fund units.

www.pe-magazin.de (German)

in: Private Equity Magazin, PE-Talk
Authors: Leonie Pandura, Dr. Matondo Cobe
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